Aethlon Capital, LLC (Aethlon) is committed to ensuring the confidentiality of each client’s non-public personal information. As you are aware, the financial services business involves access to the most intimate financial and business details. In order to maintain a relationship that is based upon trust and confidentiality, you will be provided with a Client Privacy Notice annually.
The types of non-public personal information that clients provide to us in order for us to provide services may include, but is not limited to: name, address, social security number, total assets, net worth, income, and bank account information. This policy addresses what Aethlon does with this information both with respect to related and non-related third parties. For purposes of this document, issuers of securities for whom we act as an underwriter or selling agent are considered non-related entities. Also, at this time, Aethlon has no related third-party affiliates.